The New York Stock Exchange (NYSE) is proposing rule changes to allow it to trade tokenized securities. In a notice published by ...
CN Editor
April 21, 2026
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
SEC SET TO CANCEL ADVISORY FIRMS" REGISTRATIONS
SEC SEEKS PUBLIC COMMENT ON THE CONSOLIDATED AUDIT TRAIL AND OTHER AUDIT TRAILS AND DATA SOURCES
FOR WHISTLEBLOWERS, IT MATTERS WHO KNOCKS FIRST
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS