A former fund rep and financial planner who tried to argue that he was wrongly convicted of fraud because his Ponzi scheme target...
CN Editor
April 23, 2026
AI MEANS POTENTIAL "BIG SHIFT" IN REGULATORY RESPONSIBILITIES: KRIEGLER
OSFI TO LAUNCH EXPEDITED LICENSING PROCESS
SEJEAN REID AND WHITNEY CHARLES CHARGED WITH FRAUD AND MONEY LAUNDERING
REVIEW OF "DATA ECOSYSTEM," INCLUDING RETENTION, IN THE WORKS: KRIEGLER
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS