CIRO’s Compliance Report for 2026: Helping Dealers with Compliance explores the key issues and challenges that CIRO-regulated dea...
CN Editor
April 29, 2026
AI DERIVATIVES MARKET DOES NOT COMPUTE, YET
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO TO HOLD A SANCTIONS HEARING FOR FORMER DEALING REP WITH TD SECURITIES IN SURREY, BC
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS