CIRO’s Compliance Report for 2026: Helping Dealers with Compliance explores the key issues and challenges that CIRO-regulated dea...
CN Editor
April 29, 2026
CIRO GUIDANCE ON EXTENDED HOURS TRADING
MORE TRADING HOURS, DIFFERENT RISKS: CIRO HELPS INVESTORS UNDERSTAND EXTENDED HOURS TRADING
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS PROHIBITING CHARGEBACKS IN INVESTMENT FUND DISTRIBUTION
OSC PUBLISHES THE RIE DIVISION 2026 ANNUAL REPORT
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
CLIENT FOCUSED REFORMS (CFR) - TARGETED COMPLIANCE GUIDANCE: PRACTICAL STEPS TO HELP DEALER MEMBERS ("DEALERS") AND APPROVED PERSONS ("APS") MEET THEIR REGULATORY OBLIGATIONS AND PROTECT INVESTORS
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