The President and CEO of Montréal Exchange Inc. (the “Exchange”) and the Self-Regulatory Oversight Committee of the Exchange appr...
CN Editor
May 01, 2026
CFTC ORDERS UBS FINANCIAL SERVICES INC. TO PAY $8 MILLION FOR SUPERVISION FAILURES IMPACTING ITS AML TRANSACTION MONITORING SYSTEMS
CFTC ORDERS GEORGE SANTOS TO PAY $35,000 FOR MANIPULATIVE TRADING
FAKE ALGO TRADER GETS JAIL TIME
CFTC RELEASES ADVISORY ON SELF-CERTFICATION OF AN EVENT CONTRACT SERIES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
EX-TD BANKERS LAND IN JAIL
CIRO ALLEGES GATEKEEPER FAILURES BY FORMER BMO NESBITT BURNS REP FROM MONTREAL, QC