The President and CEO of Montréal Exchange Inc. (the “Exchange”) and the Self-Regulatory Oversight Committee of the Exchange appr...
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May 01, 2026
UPDATED MUTUAL FUND STAFF NOTICE MSN-0032 RELATED TO USE OF BUSINESS, STYLE OR TRADE NAMES BY MEMBERS AND APPROVED PERSONS
CANADIAN SECURITIES REGULATORS PUBLISH FINAL AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
NOTICE OF REVISED BCSC POLICY 15-601 HEARINGS
CFTC IMPLEMENTS TECHNICAL ENHANCEMENTS TO STREAMLINE PRODUCT SELF-CERTIFICATION PROCESS
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES