The Capital Markets Tribunal approved settlement agreements between the OSC, Stan Bharti and Neil Said. Both Mr. Bharti and Mr. S...
CN Editor
May 12, 2026
NEW SHAREHOLDER DUTY CLAIMS AREN"T FREE: COURT
CSA STAFF NOTICE 21-335 INFORMATION PROCESSOR FOR EXCHANGE-TRADED SECURITIES OTHER THAN OPTIONS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
CIRO ALLEGES FAILURE TO COOPERATE BY FORMER DESJARDINS FINANCIAL SECURITY INVESTMENTS REP FROM TORONTO, ON
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES