A CIRO hearing panel accepted a settlement agreement with Gaurav (Gavin) Banerjee, a former Dealing Rep with Scotia Securities in...
CN Editor
May 13, 2026
CIRO NOTICE OF INTENTION TO RESIGN - WORLDSOURCE FINANCIAL MANAGEMENT INC.
INVESTOR ALERT: NOVARIS FALSELY CLAIMING CIRO REGISTRATION
CIRO PILOTS PROGRAM TO SUPPORT SELF-REPRESENTED RESPONDENTS
ANDREW KRIEGLER TO CONCLUDE TENURE AS CIRO PRESIDENT AND CEO; BOARD COMMENCES SEARCH FOR SUCCESSOR
Thank you for the feedback!!
JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
OSC: REGISTRATION, INSPECTIONS AND EXAMINATIONS DIVISION SETS OUT ITS 2026-2027 EXAMINATION PRIORITIES