CIRO has scheduled a disciplinary hearing for Neilay Modi (Modi), a former dealing representative with Desjardins Financial Secur...
CN Editor
June 18, 2026
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS
UPDATED MUTUAL FUND STAFF NOTICE MSN-0032 RELATED TO USE OF BUSINESS, STYLE OR TRADE NAMES BY MEMBERS AND APPROVED PERSONS
SIMA RESPONDS TO FINAL PHASE OF CIRO"S RULE-CONSOLIDATION PROJECT
CIRO SANCTIONS FORMER PFSL INVESTMENTS CANADA REP FROM WOODBRIDGE, ON
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JIMMY DELINIS PLEADS GUILTY IN $1.3 MILLION INVESTMENT SCHEME
CIRO FINDS FORMER REPS WITH PFSL INVESTMENTS CANADA IN MISSISSAUGA LIABLE FOR PERSONAL FINANCIAL DEALING
CIRO ALLEGES UNSUITABLE INVESTMENTS BY WFG SECURITIES INC REP FROM SURREY, BC
CONVICTED MONEY LAUNDERER SENTENCED TO EXTRA PRISON TIME