The Securities and Investment Management Association (SIMA) submitted comments on CIRO’s proposed changes to client delivery obli...
CN Editor
July 06, 2026
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO TO HOLD A SANCTIONS HEARING FOR FORMER DEALING REP WITH TD SECURITIES IN SURREY, BC
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
CIRO ALLEGES WRONGDOING BY FORMER DEALING REPRESENTATIVE WITH IPC IN SAULT STE. MARIE, ONTARIO
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS