The Canadian Investment Regulatory Organization (CIRO) has appointed three new members to its Investor Advisory Panel (IAP): Bret...
CN Editor
July 08, 2026
MARKET SHARE REPORT FOR THE SECOND QUARTER OF 2026
COURT DENIES STAY OF CIRO SANCTIONS
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
RECOGNITION OF THE CHAMBRE DE L"ASSURANCE: AMF ANNOUNCES EFFECTIVE DATE OF RECOGNITION ORDER AND AMENDMENTS FOR CIRO
Thank you for the feedback!!
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS