The Canadian Investment Regulatory Organization (CIRO) published proposed rule amendments for comment that will harmonize advisor...
CN Editor
July 10, 2026
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
CFTC SEEKS PUBLIC COMMENT ON PROPOSED RULE CHANGES FOR COMMODITY POOL OPERATOR AND COMMODITY TRADING ADVISOR REGISTRATION
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
CIRO TO HOLD A SANCTIONS HEARING FOR FORMER DEALING REP WITH TD SECURITIES IN SURREY, BC
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS