The Alberta Securities Commission (ASC) has sanctioned Glenn Donald Hunter, Kyle William Watters, HW & Associates Inc. and HW Tra...
CN Editor
July 10, 2026
COURT UPHOLDS DISMISSAL OF BAY STREET BATTLE
COQUITLAM MAN PLEADS GUILTY, IS SENTENCED FOR UNREGISTERED TRADING AND ILLEGAL DISTRIBUTION
COURT DENIES STAY OF CIRO SANCTIONS
CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
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MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS