CIRO has scheduled a disciplinary hearing for Milan Sharma (Sharma), a former Registered Representative with BMO Nesbitt Burns In...
CN Editor
July 14, 2026
ASIC SANCTION DEUTSCHE BANK FOR TRADE REPORTING
EXCHANGE AIMS TO RIVAL PREDICTION MARKETS
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
CSA MARKET UPDATE
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS