A B.C. resident has been sentenced after pleading guilty to breaching an order of the BC Securities Commission (BCSC) by acting a...
CN Editor
July 20, 2026
BCSC ALLEGES COMPANIES FAILED TO DISCLOSE DIRECTOR"S DISCIPLINARY HISTORY IN AGM MATERIALS
CIRO SANCTIONS FORMER TD INVESTMENT SERVICES REP FROM TORONTO, ON
B.C. MAN BANNED FROM MARKET FOR 11 YEARS FOR UNREGISTERED TRADING AND ADVISING
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS