The Securities and Investment Management Association (SIMA) has submitted a proposal to the Department of Finance Canada urging t...
CN Editor
July 23, 2026
KKR SETTLES DOJ ANTI-TRUST COMPLIANCE CASE
SIMA WELCOMES BCSC FEE REVIEW, CALLS FOR TRANSPARENCY, PREDICTABILITY, AND DISCIPLINE
SIMA CALLS FOR GREATER TRANSPARENCY AND EFFICIENCY IN OSC FEE CHANGES
MODERNIZATION OF REQUIREMENTS FOR ACCOUNT TRANSFERS AND BULK ACCOUNT MOVEMENTS (IDPC RULE 4800, MFD RULE 2.12 AND CIRO RULE 4800)
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE