The Alberta Securities Commission (ASC) has concluded a Settlement Agreement and Undertaking with CatalX CTS Ltd. (operating as C...
CN Editor
July 31, 2026
ASC SANCTIONS GLENN HUNTER, KYLE WATTERS, HW & ASSOCIATES INC. AND HW TRADEFX LLC
CALGARY RESIDENT SETTLES WITH ASC FOR ILLEGAL TIPPING
JSOT CHARGES DOUGLAS JOHN VERMEEREN UNDER THE SECURITIES ACT
OSC PROPOSES AMENDMENTS TO FEE RULES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
MEMBER FIRM AND REGISTERED REPRESENTATIVES VIOLATED REGULATION BEST INTEREST BY EXCESSIVELY TRADING AND CHURNING NUMEROUS CUSTOMER ACCOUNTS
REGISTRATION RECORD REQUESTS FOR INDIVIDUALS
BCSC ALLEGES INVESTMENT PROFESSIONAL LIED TO INVESTIGATORS