Each year, CIRO’s Board of Directors (the Board) and staff consider and, in appropriate cases, grant exemptions from specific Inv...
CN Editor
August 11, 2026
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
UPDATE TO CIRO REQUIREMENTS REGARDING EVENT CONTRACTS
CIRO ALLEGES UNAUTHORIZED TRANSACTIONS BY FORMER SCOTIA SECURITIES INC. REP FROM SCARBOROUGH, ON
CIRO ALLEGES MISAPPROPRIATION BY FORMER SCOTIA SECURITIES INC REP FROM OAKVILLE, ON
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO