A CIRO hearing panel accepted a settlement agreement, with sanctions, between Enforcement Staff and Scotia Securities Inc. (Scoti...
CN Editor
August 17, 2026
FCA RESTRICTS 6 FIRMS FOLLOWING CONCERNS OVER ANTI-MONEY LAUNDERING CONTROLS
CIRO MEMBER CHANGE OF CONTROL - MIRABAUD CANADA INC.
SIMA SUPPORTS ACCOUNT TRANSFER MODERNIZATION, URGES TECHNOLOGY-READY IMPLEMENTATION
CIRO ALLEGES ORDER DESIGNATION FAILURES BY GOLDMAN SACHS CANADA INC.
Thank you for the feedback!!
RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO