CIRO sanctioned Neilay Modi (Modi), a former dealing representative with Desjardins Financial Security Investments Inc. from Toro...
CN Editor
August 28, 2026
CIRO ALLEGES MISAPPROPRIATION BY QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
JOINT CANADIAN SECURITIES ADMINISTRATORS AND CANADIAN INVESTMENT REGULATORY ORGANIZATION STAFF NOTICE 91-307 GUIDANCE RELATED TO EVENT CONTRACTS: COMPLIANCE WITH REGULATORY REQUIREMENTS
CFTC WRAPS ENFORCEMENT AGAINST PAIR IN FTX CASE
CIRO MEMBER AMALGAMATION - CI INVESTMENTS SERVICES INC. & WEALTHBAR FINANCIAL SERVICES INC.
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS