A mutual fund rep who tried to sue the regulators for $47.5 million in damages after he prevailed in an enforcement case brought ...
CN Editor
September 09, 2026
EX-ADVISOR PLEADS GUILTY IN FREE RIDING CASE
FSRA INCLUDES FA TITLE MISUSE IN PROPOSAL TO REVOKE LICENCE
ROBOTS ARE COMING FOR RETAIL ADVISORS
CYBER THREATS A GROWING GOVERNANCE ISSUE
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO