Click on the link to read OBSI"s latest newsletter featuring Q2 2026 case data and insights, two new case studies involving unsui...
CN Editor
September 17, 2026
CIRO ALLEGES DISCRETIONARY TRADING BY FORMER CIBC WORLD MARKETS REP FROM TORONTO, ON
OBSI 2027 FEES FOR PARTICIPATING FIRMS
CHANGES TO OBSI"S FEE CALCULATION METHODOLOGY FOR CIRO FIRMS
CIRO ALLEGES HARBOURFRONT WEALTH MANAGEMENT REP FAILED TO USE DUE DILIGENCE TO ENSURE INVESTMENT RECOMMENDATIONS WERE SUITABLE FOR CLIENTS
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
AMEX SANCTIONED FOR AML FAILINGS