Restrictions have been placed on 6 unregulated lenders, known as Annex 1 firms, after the FCA raised concerns about their anti-mo...
CN Editor
October 26, 2026
FCA CALLS ON PRIVATE MARKET FIRMS TO MANAGE CONFLICTS OF INTEREST IN LINE WITH RAPID GROWTH
FORMER CHIEF EXECUTIVE BANNED AFTER MISCONDUCT LED TO £4M LOSSES IN HIGH-RISK INVESTMENTS
FCA REVOKES BANS ON VINDICATED TRADERS
THREE ARRESTS IN MAJOR FCA OPERATION AGAINST CRIMINAL INSIDER DEALING RING
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
OSC FLAGS ISSUES WITH INDUSTRY AI USE
FATF/APG MUTUAL EVALUATION REPORT OF CANADA 2026
ADVISOR SANCTIONED FOR TAKING CLIENT INFO