U.S. securities industry lobbyists are opposing the introduction of state-level fiduciary standards, which several states are see...
CN Editor
March 04, 2019
MODERNIZING SEC RULES TO REFLECT TODAY"S COMMUNICATIONS PRACTICES
MODERNIZING DELIVERY: WHY IT"S TIME FOR THE SEC TO MAKE E-DELIVERY THE DEFAULT
CRYPTO SHOULD FACE TRADITIONAL REG PRINCIPLES: SIFMA
THIRD-PARTY RESILIENCE: INCREASING TRANSPARENCY
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OSC SEEKS TO ENFORCE D&O SANCTIONS
OSC SAYS IT"S CONDUCTING COMPLIANCE EXAMS ON SALES PRACTICES AT BIG 5 FUND DEALERS
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AS AI TAKES OFF, REGULATORS STRUGGLE TO KEEP UP