U.S. securities industry lobbyists are opposing the introduction of state-level fiduciary standards, which several states are see...
CN Editor
March 04, 2019
SIFMA COMMENTS ON DIGITAL ASSET SECURITIES CUSTODY FRAMEWORK
SIFMA PODCAST: THE INDIVIDUAL INVESTOR EXPLAINED
SIFMA, ICI AND DTCC LEADING EFFORT TO SHORTEN US SECURITIES SETTLEMENT CYCLE TO T+1, COLLABORATING WITH THE INDUSTRY ON NEXT STEPS
SIFMA PODCAST: SECURITIES ARBITRATION SYSTEM WORKS EFFECTIVELY AND BENEFITS INVESTORS
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS