In a comment letter on a rule proposed by the Nevada Securities Division creating a state fiduciary standard, SIFMA expressed str...
CN Editor
March 04, 2019
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MANDATORY CENTRAL COUNTERPARTY CLEARING OF DERIVATIVES
CANADIAN SECURITIES ADMINISTRATORS PROPOSE AMENDMENTS TO MODERNIZE CONTINUOUS DISCLOSURE REGIME FOR INVESTMENT FUNDS
U.S. APPLAUDS T+1, IN NO HURRY FOR T+0
HANDS OFF AI, SIFMA URGES REGULATORS
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B.C. - BASED CRYPTO TRADING PLATFORM DEFRAUDED CUSTOMERS OF $13 MILLION
RONALD JAMES AITKENS SENTENCED TO FOUR YEARS IN JAIL FOR FRAUD AND MISLEADING STATEMENTS
PMAC SUMMARY ON OSC NOTICE 33-756 – SUMMARY REPORT FOR DEALERS, ADVISERS AND INVESTMENT FUND MANAGERS 2023-2024
SUPREME COURT CURBS REGULATORS’ ENFORCEMENT POWER