In a comment letter on a rule proposed by the Nevada Securities Division creating a state fiduciary standard, SIFMA expressed str...
CN Editor
March 04, 2019
JOINT EFFORT LAUNCHES TO WARN RETIREES ABOUT PRECIOUS METALS FRAUD AND GIVES TIPS ON PROTECTING THEMSELVES
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CFTC EXTENDS PUBLIC COMMENT PERIOD FOR PROPOSED RULE ON REAL-TIME PUBLIC REPORTING REQUIREMENTS AND SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
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CIRO SANCTIONS FORMER INVESTORS GROUP FINANCIAL SERVICES REP FROM WINNIPEG, MB