The CFTC’s Market Intelligence Branch in the Division of Market Oversight (DMO) issued a report today that analyzed the entering ...
CN Editor
March 28, 2019
EX-WHITE HOUSE AIDE SETTLES INSIDER TRADING CHARGE
CFTC ORDERS GABRIEL PEREZ TO PAY $172,000 FOR INSIDER TRADING OF MENTION MARKET EVENT CONTRACTS
CFTC SEEKS PUBLIC COMMENTS ON PROPOSED ELIMINATION OF SEF ORDER BOOK REQUIREMENT FOR PERMITTED TRANSACTIONS
CFTC WRAPS ENFORCEMENT AGAINST PAIR IN FTX CASE
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CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE
COMARM SOLUTIONS JOB POSTING - SENIOR CONSULTANT, IFM AND PM COMPLIANCE
FRAUDSTER IMPERSONATING NOVA SCOTIA SECURITIES COMMISSION