The CFTC filed a civil enforcement action in federal court in Florida against Sarasota area defendants Oasis International Group,...
CN Editor
April 23, 2019
INDIVIDUAL FINED FOR DATA PROTECTION BREACH AND ACQUITTED OF FRAUD OFFENCE
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
SEC AND CFTC EXTEND FORM PF COMPLIANCE DATE TO OCT. 1, 2026
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AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY
NATIONAL RISK ASSESSMENT