The Commodity Futures Trading Commission’s (CFTC) Division of Clearing and Risk (DCR) and the Office of the Chief Economist (OCE)...
CN Editor
May 02, 2019
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
CFTC CHARGES CHICAGO COMMODITY POOL OPERATORS, OWNER, AND FORMER CHIEF PORTFOLIO MANAGER WITH FRAUD AND SUPERVISION FAILURES
CFTC STAFF PUBLISHES UPDATED REPONSES TO FAQS REGARDING COMMISSION REGULATION 4.27 AND FORM CPO-PQR
CFTC ORDERS CONNECTICUT FIRM TO PAY $500,000 FOR WASH SALES
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS