The CFTC announced the filing of a civil enforcement action (Complaint) against William Thomas Caniff of Steubenville, Ohio, Arie...
CN Editor
May 06, 2019
CFTC OBTAINS $1.2M FOR FRAUD VICTIMS, $2.8M OVERALL FROM FLORIDA COMMODITY FIRM, OWNER
CFTC SANCTIONS TRADING FIRM $212,500 FOR WASH SALES
SEC AND CFTC EXTEND FORM PF COMPLIANCE DATE TO OCT. 1, 2026
QUANT DEVELOPER ALLEGEDLY DUPED FIRM
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AGENT SANCTIONED FOR KYC, CLIENT FUNDRAISER
OSC REJECTS NEW ORDER TYPE ON FAIR ACCESS GROUNDS
NATIONAL RISK ASSESSMENT
FINTRAC UPDATES ITS ADMINISTRATIVE MONETARY PENALITIES POLICY