The CFTC announced the filing of a civil enforcement action (Complaint) against William Thomas Caniff of Steubenville, Ohio, Arie...
CN Editor
May 06, 2019
CFTC SUES TRIO OF STATES TO REAFFIRM ITS EXCLUSIVE JURISDICTION OVER PREDICTION MARKETS
FEDERAL COURT GRANTS CFTC MOTION FOR SUMMARY JUDGMENT, ORDERS FORMER HEDGE FUND MANAGER TO PAY $2.2 MILLION FOR SWAP VALUATION FRAUD
CFTC RESOLVES ACTION AGAINST FORMER FTX HEAD OF ENGINEERING
THE OSC ANNOUNCES FRAUD ALLEGATIONS AGAINST SPONSORSONE BRANDS INC. AND GARY AND MYLES BARTHOLOMEW
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE