The CFTC filed a federal civil enforcement action in the U.S. District Court for the Southern District of New York against defend...
CN Editor
May 10, 2019
FSCO: A CASE OF ALLEGED REGULATORY FAILURE
MAN CHARGED IN STOCK-LENDING SCHEME
CFTC ORDERS NEW YORK TRADER TO PAY $200,000 FOR SPOOFING
SEC DROPS CASE AGAINST VINDICATED CEO
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