The CFTC announced that it filed a civil enforcement actionin the U.S. District Court for the Southern District of New York that ...
CN Editor
May 13, 2019
CFTC SECURES JUDGEMENT AGAINST NEW YORK COMPANIES TO PAY OVER $2.4 MILLION IN RESTITUTION, PENALITIES FOR FOREX FRAUD
CIRO SANCTIONS VIRTU CANADA CORP. FOR MARKETPLACE VIOLATIONS
CIRO SANCTIONS NATIONAL BANK FINANCIAL INC. FOR INADEQUATE SUPERVISION
SEC AND CFTC ANNOUNCE HISTORIC MEMORANDUM OF UNDERSTANDING BETWEEN AGENCIES
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE