The SEC proposed a package of rule amendments and interpretive guidance to improve the framework for regulating cross-border secu...
CN Editor
May 13, 2019
CFTC ASSERTS OVESIGHT OF PREDICTION MARKETS
SEC SECURES SANCTIONS AGAINST "SHAM" ADVISORS
CFTC ALLEGES INSIDER TRADING ON PREDICTION MARKET
NYSE SEEKS APPROVAL FOR TOKENIZED TRADING
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS