The U.S. derivatives regulator is allowing an exchange to adopt the first “speed bump” in futures trading as it seeks to nullify ...
CN Editor
May 17, 2019
CANADIAN SECURITIES REGULATORS ANNOUNCE TEMPORARY EXEMPTIONS FOR DERIVATIVES DEALERS AND ADVISERS
MUCH WORK TO BE DONE, CSA YEAR IN REVIEW SHOWS
MSCI LAUNCHES 130 PRIVATE CAPITAL INDEXES
INDUSTRY GROUPS WANT LOOSER RULES FOR QUALIFIED INVESTMENTS
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TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.