The CFTC Division of Swap Dealer and Intermediary Oversight (DSIO) announced it will provide no-action relief to permit certain a...
CN Editor
June 07, 2019
CFTC ALLEGES INSIDER TRADING ON PREDICTION MARKET
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
CFTC SUES TRIO OF STATES TO REAFFIRM ITS EXCLUSIVE JURISDICTION OVER PREDICTION MARKETS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS