The CFTC today that it has unanimously approved a proposed rule to amend Part 30 of CFTC regulations that governs the offer and s...
CN Editor
June 26, 2019
CFTC ENFORCEMENT DIVISION ISSUES PREDICTION MARKETS ADVISORY
CFTC OBTAINS FEDERAL CIVIL MONETARY PENALTIES AND TRADING BANS IN TWO CASES; BRINGS CHARGES AGAINST UNREGISTERED COMMODITY POOL OPERATOR
CFTC OBTAINS JUDGMENT AGAINST WISCONSIN MAN FOR FRAUD, MISAPPROPRIATION SCHEME
CFTC OBTAINS $2M RESTITUTION FOR VICTIMS OF PRECIOUS METALS, FOREIGN CURRENCY POOL FRAUD
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE