The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
CFTC CHARGES SYRACUSE, N.Y. MAN AND HIS FIRM WITH FRAUD, MISAPPROPRIATION
CSA PUBLISHES FAQ AND A SUGGESTED FORM OF NOTICE OF SIGNIFICANT ERROR OR OMISSION FOR DERIVATIVES REPORTING
CFTC ANNOUNCES DEPARTURE OF AMANADA OLEAR AFTER NEARLY 2 DECADES OF SERVICE
CFTC CONSULTS ON 24/7 TRADING
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GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION