The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
CFTC ORDERS A CALIFORNIA COMMODITY TRADING ADVISOR TO PAY MORE THAN $4 MILLION FOR FRAUD AND REGISTRATION VIOLATIONS
BCBS-CPMI-IOSCO PUBLISH ANALYSIS OF MARGINING DYNAMICS IN CENTRALLY CLEARED COMMODITIES MARKETS DURING 2022 STRESS EVENTS
CFTC CHARGES FIVE DEFENDANTS WITH FRAUDULENT DIGITAL ASSETS TRADING SCHEME
IOSCO SETS THE STANDARD FOR GLOBAL CRYPTO REGULATION
Thank you for the feedback!!
CEO SETTLES WITH ASC AFTER ADMITTING TO "TIPPING"
NEW SRO ALLEGES FORMER SCOTIA SECURITIES INC REP FALSIFIED CLIENT SIGNATURES AND MADE FALSE OR MISLEADING STATEMENTS DURING INVESTIGATION
NEW SRO ALLEGES FORMER CANACCORD GENUITY CORP REP FAILED TO LEARN AND REMAIN INFORMED OF THE ESSENTIAL FACTS RELATIVE TO A CLIENT
SEC ISSUES LARGEST-EVER WHISTLEBLOWER AWARD