The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO THE PRINCIPAL DISTRIBUTOR MODEL
IOSCO PUBLISHES CONSULATION REPORT ON PRE-HEDGING
CFTC"S GLOBAL MARKETS ADVISORY COMMITTEE ADVANCES RECOMMENDATION ON TOKENIZED NON-CASH COLLATERAL
CANADIAN SECURITIES REGULATORS PROPOSE AMENDMENTS TO MULTILATERAL INSTRUMENT 13-102 SYSTEM FEES
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CIRO SANCTIONS DESJARDINS SECURITIES INC. FOR INADEQUATE SUPERVISION
CIRO SANCTIONS FORMER BMO INVESTMENTS REP FROM GUELPH, ON
EXEMPTIONS GRANTED BY CIRO IN 2023
CANADIAN SECURITIES REGULATORS EXPLORE STREAMLINING REGISTRATION DELEGATION TO THE CANADIAN INVESTMENT REGULATORY ORGANIZATION