The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
FEDERAL COURT ORDERS CALIFORNIA-BASED PRECIOUS METALS COMPANY, CEO, SENIOR SALESPERSON TO PAY OVER $56 MILLION FOR FRAUD IN CONNECTION WITH PRECIOUS METALS SALES
CIRO PROPOSED INTEGRATED FEE MODEL
FCA LOOKS FOR MEMBERS FOR ITS ADVISORY COMMITTEE ON SECONDARY MARKETS
IIAC"S COMMENTS ON PROPOSED AMENDMENTS TO NI-81-102 - INVESTMENT FUNDS PERTAINING TO CRYPTO-ASSETS
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CIRO COMPLIANCE PRIORITIES REPORT FOR 2024: HELPING FIRMS WITH COMPLIANCE
CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW CIRO COMPLAINT HANDLING BROCHURE AND REMINDER REGARDING DEADLINE TO UPDATE MEMBERSHIP DISCLOSURES TO CIRO
CANADIAN SECURITIES REGULATORS PUBLISH TWO NEW ANNUAL REPORTS