The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
CFTC ORDERS UBS FINANCIAL SERVICES INC. TO PAY $8 MILLION FOR SUPERVISION FAILURES IMPACTING ITS AML TRANSACTION MONITORING SYSTEMS
CFTC ORDERS GEORGE SANTOS TO PAY $35,000 FOR MANIPULATIVE TRADING
CFTC TACKLES RISKS OF VERTICAL INTEGRATION
CFTC RELEASES ADVISORY ON SELF-CERTFICATION OF AN EVENT CONTRACT SERIES
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
EX-TD BANKERS LAND IN JAIL
NORTH VANCOUVER RESIDENT AGREES TO PAY $307,000 TO BCSC FOR FRAUD