The CFTC announced that it is extending to September 13 the comment period for the proposed rulemaking to amend certain regulatio...
CN Editor
July 02, 2019
CANADIAN SECURITIES REGULATORS ANNOUNCE TEMPORARY EXEMPTIONS FOR DERIVATIVES DEALERS AND ADVISERS
FIRST INTERAGENCY FRAUD DISRUPTION CONFERENCE FOCUSES ON COMBATTING CRYPTO SCHEMES COMMONLY KNOWN AS "PIG BUTCHERING"
OSC SEEKS FEEDBACK ON PROPOSED PROCESS FOR DISTRIBUTING DISGORGED FUNDS TO HARMED INVESTORS
DEALERS QUESTION LACK OF COST SAVINGS UNDER CIRO"S PROPOSED FEE MODEL
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TD BANK ORDERED TO IDENTIFY WHISTLEBLOWER
B.C. FIRM AND FORMER CEO AGREE TO PAY NEARLY HALF A MILLION DOLLARS FOR COMPLIANCE DEFICIENCIES
FAKE INVESTMENT FIRM SANCTIONED
AMF ENTERS INTO AN AGREEMENT WITH APPLE CANADA INC.