The CFTC announced an award of approximately $2 million to two model whistleblowers who provided the agency with significant info...
CN Editor
July 03, 2019
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
CFTC SUES TRIO OF STATES TO REAFFIRM ITS EXCLUSIVE JURISDICTION OVER PREDICTION MARKETS
FEDERAL COURT GRANTS CFTC MOTION FOR SUMMARY JUDGMENT, ORDERS FORMER HEDGE FUND MANAGER TO PAY $2.2 MILLION FOR SWAP VALUATION FRAUD
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS