The CFTC issued "There’s Nothing to Like about Scammers on Social Media," a Customer Protection Advisory that warns customers to ...
CN Editor
July 04, 2019
CFTC ALLEGES INSIDER TRADING ON PREDICTION MARKET
FCA SPEARHEADS GLOBAL ACTION TO STOP ILLEGAL FINFLUENCERS
SEC AND CFTC JOINTLY PROPOSE AMENDMENTS TO REDUCE PRIVATE FUND REPORTING BURDENS
INVESTOR ALERT: RAMP-AND-DUMP SCAMS SURGE AS FRAUDULENT "INVESTMENT GROUPS" TARGET UNSUSPECTING INVESTORS
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS