The CFTC issued "There’s Nothing to Like about Scammers on Social Media," a Customer Protection Advisory that warns customers to ...
CN Editor
July 04, 2019
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
CFTC SUES TRIO OF STATES TO REAFFIRM ITS EXCLUSIVE JURISDICTION OVER PREDICTION MARKETS
FEDERAL COURT GRANTS CFTC MOTION FOR SUMMARY JUDGMENT, ORDERS FORMER HEDGE FUND MANAGER TO PAY $2.2 MILLION FOR SWAP VALUATION FRAUD
NEW FINRA FOUNDATION RESEARCH EXAMINES THE CHARACTERISTICS, BEHAVIORS AND OUTCOMES OF RETAIL INVESTORS WHO USE SOCIAL MEDIA
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS
FORMER BROKER CHARGED IN "FREE RIDER" CASE