The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a Staff Adviso...
CN Editor
July 10, 2019
GUIDANCE ON FULLY PAID SECURITIES LENDING
SEC CLARIFIES THE APPLICATION OF FEDERAL SECURITIES LAWS TO CRYPTO ASSETS
CFTC SECURES JUDGEMENT AGAINST NEW YORK COMPANIES TO PAY OVER $2.4 MILLION IN RESTITUTION, PENALITIES FOR FOREX FRAUD
SEC AND CFTC ANNOUNCE HISTORIC MEMORANDUM OF UNDERSTANDING BETWEEN AGENCIES
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BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
FORMER BROKER CHARGED IN "FREE RIDER" CASE
EX-ADVISOR CONVICTED OF RIPPING OFF NBA PLAYERS
THE PROPOSED ONTARIO LONG-TERM ASSET FUND PUTS INVESTORS AT RISK