The Commodity Futures Trading Commission’s (CFTC) Division of Swap Dealer and Intermediary Oversight (DSIO) issued a Staff Adviso...
CN Editor
July 10, 2019
MONTREAL BOURSE AND CDCC INTRODUCE AMENDMENTS TO ALLOW FOR SPAN MARGIN METHODOLOGY
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
CFTC CHARGES CHICAGO COMMODITY POOL OPERATORS, OWNER, AND FORMER CHIEF PORTFOLIO MANAGER WITH FRAUD AND SUPERVISION FAILURES
CFTC STAFF PUBLISHES UPDATED REPONSES TO FAQS REGARDING COMMISSION REGULATION 4.27 AND FORM CPO-PQR
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PMAC SPRING REGULATORY & COMPLIANCE WEBCAST
CLIENT FOCUSED REFORMS - PROPOSED RULE AMENDMENTS FOR PUBLIC COMMENT
IIROC VIRTUAL CONFERENCE FOR INDUSTRY PARTICIPANTS - POSTPONED
BEWARE OF CELEBRITY-BACKED SPACS, SEC WARNS