The CFTC and SEC have approved a joint proposal to align the minimum margin required on security futures with other similar finan...
CN Editor
July 10, 2019
SEC SANCTONS CANADIAN OVER PUMP-AND-DUMPS
SEC SANCTIONS KEY FIGURES IN FTX SCANDAL
SEC ALLEGES BITCOIN MINER DUPED INVESTORS
CFTC OBTAINS JUDGMENT AGAINST WISCONSIN MAN FOR FRAUD, MISAPPROPRIATION SCHEME
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CIRO SANCTIONS EDWARD JONES (CANADA) FOR SUPERVISORY AND INTERNAL CONTROL FAILURES
APPLICATION OF UMIR TO THE TRADING ACTIVITY OF AN ACCESS PERSON
CANADIAN SECURITIES REGULATORS PUBLISH SUMMARY OF 2025 SYSTEMIC RISK SURVEY RESULTS
CIRO SANCTIONS HAYWOOD SECURITIES INC. FOR SUPERVISION FAILURES