The CFTC and SEC have approved a joint proposal to align the minimum margin required on security futures with other similar finan...
CN Editor
July 10, 2019
SEC WRAPS CASE AGAINST FUND PONZI SCHEMER
SECOND BROKER CHARGED IN INSIDER TRADING SCHEME
U.S. ADVISOR SETTLES SEC CHARGES
SEC APPROVES AMENDMENT TO NMS PLAN TO FURTHER REDUCE THE COSTS OF THE CONSOLIDATED AUDIT TRAIL
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE