The CFTC"s Division of Swap Dealer and Intermediary Oversight (DSIO) and Division of Clearing and Risk (DCR) issued a joint DSIO ...
CN Editor
July 11, 2019
CFTC CHARGES SYRACUSE, N.Y. MAN AND HIS FIRM WITH FRAUD, MISAPPROPRIATION
CSA PUBLISHES FAQ AND A SUGGESTED FORM OF NOTICE OF SIGNIFICANT ERROR OR OMISSION FOR DERIVATIVES REPORTING
CFTC ANNOUNCES DEPARTURE OF AMANADA OLEAR AFTER NEARLY 2 DECADES OF SERVICE
CFTC CONSULTS ON 24/7 TRADING
Thank you for the feedback!!
GUIDANCE ON DEALER MEMBER TRAINING FOR REGISTERED REPRESENTATIVES AND INVESTMENT REPRESENTATIVES
EX-ADVISORY FIRM CEO LANDS IN PRISON
CIRO SANCTIONS FORMER INVESTIA FINANCIAL SERVICES REP FROM REGINA, SK
OSC RESEARCH UNCOVERS CONCERNS ABOUT FINFLUENCERS" POWER OF PERSUASION