The CFTC issued an Order filing and simultaneously settling charges against Korea Exchange, Inc. (KRX) of Busan, South Korea, for...
CN Editor
July 15, 2019
CFTC RESOLVES ACTION AGAINST FORMER FTX HEAD OF ENGINEERING
CIRO TO HOLD A SETTLEMENT HEARING FOR INDEPENDENT TRADING GROUP INC.
OSC ALLEGES AUDITING FAILURES BY KPMG IN CONNECTION WITH FOUR BRIDGING FINANCE INC. FUNDS
CIRO TO HOLD A DISCIPLINARY HEARING FOR FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
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