The CFTC issued an Order filing and settling charges against Dean Katzelis (Katzelis) and Shahin Maleki (Maleki) d/b/a Essex Futu...
CN Editor
July 15, 2019
JP MORGAN AFFILIATES TO PAY $151 MILLION TO RESOLVE SEC ENFORCEMENT ACTIONS
CIBC SANCTIONS FORMER ECHELON WEALTH PARTNERS REP FROM TORONTO, ON
CFTC WARNS OF POTENTIAL DANGERS FOR MESSAGING APP USERS
CFTC CHARGES TWO LOUISIANA-BASED COMPANIES AND COFOUNDER WITH MULTI-MILLION DOLLAR FOREX FRAUD, FAILING TO REGISTER
Thank you for the feedback!!
TRIBUNAL BANS FORMER BAY STREET EXEC, AGAIN
CIRO SANCTIONS FORMER SCOTIA SECURITIES REP FROM MARKHAM, ONTARIO
CIRO SANCTIONS ROYAL MUTUAL FUNDS INC. FOR INADEQUATE CONTROLS AND SUPERVISION
CIRO SANCTIONS FORMER NATIONAL BANK FINANCIAL ASSISTANT FROM JOLIETTE, QUEBEC