The U.S. Court of Appeals for the Ninth Circuit reinstated its anti-fraud enforcement action against Monex Deposit Company and it...
CN Editor
July 29, 2019
FEDERAL COURT ORDERS FLORIDA MAN TO PAY MORE THAN $500,000 FOR ATTEMPTING TO FRAUDULENTLY PROFIT FROM COVID-19
CFTC CHARGES CHICAGO COMMODITY POOL OPERATORS, OWNER, AND FORMER CHIEF PORTFOLIO MANAGER WITH FRAUD AND SUPERVISION FAILURES
CFTC STAFF PUBLISHES UPDATED REPONSES TO FAQS REGARDING COMMISSION REGULATION 4.27 AND FORM CPO-PQR
CFTC ORDERS CONNECTICUT FIRM TO PAY $500,000 FOR WASH SALES
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