The CFTC filed a civil enforcement action in the U.S. District Court for the Northern District of Illinois charging five entities...
CN Editor
August 14, 2019
SEC"S NEW ENFORCEMENT CHIEF RESIGNS
CFTC SECURES JUDGEMENT AGAINST NEW YORK COMPANIES TO PAY OVER $2.4 MILLION IN RESTITUTION, PENALITIES FOR FOREX FRAUD
CIRO SANCTIONS VIRTU CANADA CORP. FOR MARKETPLACE VIOLATIONS
CIRO SANCTIONS NATIONAL BANK FINANCIAL INC. FOR INADEQUATE SUPERVISION
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE