The CFTC announced that it obtained a $16 million penalty and injunction pursuant to a federal court’s entry of a consent order a...
CN Editor
August 16, 2019
GUIDANCE RESPECTING ORDER EXECUTION ONLY ACCOUNTS AS A FORM OF THIRD-PARTY ELECTRONIC ACCESS TO MARKETPLACES
GUIDANCE ON CERTAIN MANIPULATIVE AND DECEPTIVE TRADING PRACTICES
IOSCO PUBLISHES CONSULTATION REPORT ON GOOD PRACTICES CONCERNING OVER-THE-COUNTER COMMODITIES DERIVATIVES MARKETS
SEC CLARIFIES THE APPLICATION OF FEDERAL SECURITIES LAWS TO CRYPTO ASSETS
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE