The CFTC filed a civil lawsuit in the U.S. District Court for the Southern District of New York against Canadian resident Simon J...
CN Editor
September 12, 2019
FRAUD CONVICTION THAT FOLLOWED INITIAL ACQUITTAL FACES NEW APPEAL
OSC SECURES BAN ON CANADIAN CONVICTED IN U.S.
CFTC ANNOUNCES INNOVATION TASK FORCE STAFF
OPERATION ATLANTIC DISRUPTS MORE THAN $45 MILLION IN CRYPTOCURRENCY FRAUD, FREEZES $12 MILLION IN STOLEN FUNDS
Thank you for the feedback!!
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
HOW FIRMS CAN USE AI IN A RESPONSIBLE, COMPLIANT WAY
ADJUDICATOR IN OSC VS. PURPOSE CASE STEPS DOWN
GUIDANCE ON TRADING SUPERVISION OBLIGATIONS