The CFTC"S Market Risk Advisory Committee (MRAC) approved plain English disclosures for new derivatives referencing the London In...
CN Editor
September 16, 2019
SEC AND CFTC ANNOUNCE HISTORIC MEMORANDUM OF UNDERSTANDING BETWEEN AGENCIES
CFTC ENFORCEMENT DIVISION ISSUES PREDICTION MARKETS ADVISORY
CFTC OBTAINS FEDERAL CIVIL MONETARY PENALTIES AND TRADING BANS IN TWO CASES; BRINGS CHARGES AGAINST UNREGISTERED COMMODITY POOL OPERATOR
CFTC OBTAINS JUDGMENT AGAINST WISCONSIN MAN FOR FRAUD, MISAPPROPRIATION SCHEME
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CIRO NEEDS TO STOP SAYING "SHOULD"
BIG SIX AGREE ON THIRD-PARTY RISK MANAGEMENT COMPLIANCE FRAMEWORK
OPINION: WHO WILL PAY FOR CIRO"S DATA BREACH?
FORMER BROKER CHARGED IN "FREE RIDER" CASE