The CFTC announced that it is extending to November 18 the comment period for the proposal for an alternative compliance framewor...
CN Editor
September 16, 2019
CFTC SECURES COURT ORDERS DIRECTING TEXAS AND FLORIDA RESIDENTS TO PAY OVER $500,000 IN DISGORGEMENT AND CIVIL MONETARY PENALTIES AND IMPOSING TRADING BANS FOR COMMODITY POOL FRAUD
PRIVATE FUND REPORTING REFORMS DELAYED, AGAIN
CFTC RESOLVES ACTION AGAINST SWAPS TRADER FOR MAKING FALSE STATEMENTS
EX-WHITE HOUSE AIDE SETTLES INSIDER TRADING CHARGE
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RCMP LAYS CHARGES IN ALLEGED $164M PONZI SCHEME
CIRO SANCTIONS SCOTIA SECURITIES FOR COMPLAINT HANDLING FAILURES
TOP COURT DECLINES TO HEAR APPEAL IN OSC CASE
WHY MUTUAL FUND ADVISORS AREN"T MOVING TO INVESTMENT DEALERS IN DROVES YET