At an open meeting, the U.S. Commodity Futures Trading Commission voted unanimously to approve the following two measures: (1) Fi...
CN Editor
September 17, 2019
CFTC CALLS OUT PREDICTION MARKET PRICING
CFTC ORDERS UBS FINANCIAL SERVICES INC. TO PAY $8 MILLION FOR SUPERVISION FAILURES IMPACTING ITS AML TRANSACTION MONITORING SYSTEMS
CFTC ORDERS GEORGE SANTOS TO PAY $35,000 FOR MANIPULATIVE TRADING
CFTC TACKLES RISKS OF VERTICAL INTEGRATION
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
EX-TD BANKERS LAND IN JAIL
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
NORTH VANCOUVER RESIDENT AGREES TO PAY $307,000 TO BCSC FOR FRAUD