The CFTC"s Technology Advisory Committee (TAC) announced today that it will hold a public meeting on Thursday, October 3, 2019, a...
CN Editor
September 19, 2019
CFTC ORDERS UBS FINANCIAL SERVICES INC. TO PAY $8 MILLION FOR SUPERVISION FAILURES IMPACTING ITS AML TRANSACTION MONITORING SYSTEMS
SOUNDING THE ALARM ON AI CYBER THREATS
CFTC ORDERS GEORGE SANTOS TO PAY $35,000 FOR MANIPULATIVE TRADING
CFTC TACKLES RISKS OF VERTICAL INTEGRATION
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CIRO SANCTIONS RBC DOMINION SECURITIES INC. FOR SUPERVISORY FAILURES
SIMA RESPONDS TO CIRO"S PROPOSED CHANGES TO CLIENT DELIVERY OBLIGATIONS
EX-TD BANKERS LAND IN JAIL
NORTH VANCOUVER RESIDENT AGREES TO PAY $307,000 TO BCSC FOR FRAUD