The CFTC announced the filing of a civil enforcement action in the U.S. District Court for the Eastern District of Virginia charg...
CN Editor
September 23, 2019
CFTC SANCTIONS EIGHT INDIVIDUALS FOR ACTING AS UNREGISTERED ASSOCIATED PERSONS OF FOREIGN INTRODUCING BROKERS
CIRO ALLEGES MISAPPROPRIATION BY FORMER QUADRUS INVESTMENT SERVICES REP FROM TORONTO, ON
CFTC AND USDA SIGN MOU TO PROTECT INTEGRITY OF AMERICAN AGRICULTURAL MARKETS
EQUITY PERPETUAL FUTURES APPROVED BY U.S. REGS
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OSC FLAGS ISSUES WITH INDUSTRY AI USE
NEW WEALTH GROUP LAUNCHES PM BUSINESS COMBINING 4 FIRMS
CIRO ALLEGES GATEKEEPER FAILURES BY CANACCORD GENUITY REP FROM CALGARY, AB
FINTRAC STATEMENT - SANCTIONS ON CANADIAN MONEY SERVICES BUSINESSES